START WITH A VISION:
Unique Perspective:Taking a Holistic Viewof Your Finances.
Pursue Your Goal
Get to Know the Team
Menu of Financial Services
Why Choose a Certified Financial Planner
CREATE A PLAN:
Strategic Planning:Developing a Roadmapfor Success.
Personal Profile Worksheet
Expenses + Household Budget Worksheet
Risk Tolerance Questionnaire
Customer Relationship Summary [CRS Form]
Things to Consider Before Making an IRA Rollover
FIND A GUIDE:
Dynamic Partnership:Working Together toPursue Your Goal.
Getting Started with ADVICEWORKS
Getting Started with NETXINVESTOR
Important Account Information
REALIZE YOUR DREAM:
Together We Can:Pursue Your UltimateFinancial Goal.
A Helpful Guide to Organizing Your Financial Records
Seven Point Financial Wellness Checkup to Inspire Lasting Financial Change
The Finest Compliment We Can Receive
Documents Include:- Informational materials- Forms required to initiate the development of your financial plan- Instructions on gaining online access to your portfolio- Useful tools in managing and organizing your financial recordsAnd much more!
Important Note:The PDF documents used in developing your financial plan can be downloaded and saved to your computer to be filled out electronically or printed and manually entered.Completed forms, along with requested items from the documentation checklist, can be sent to us via one of the following methods:- Printed and mailed via USPS, FedEx or UPS- Hand delivered to the office- Uploaded to our secure ADVICEWORKS portal
SEC + FINRA Requirements:
ADV Supplement - Stacey Blodgett
ADV Supplement - Regina Kozsan
ADV Supplement - Cetera - Part 2A + Part 2B
ADV Supplement - Cetera Advisors - Part 2A
Uniform Application for Investment Adviser Registration [ADV]