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Client Centered

Documents Include:
- Informational materials

- Forms required to initiate the development of your financial plan
- Instructions on gaining online access to your portfolio
- Useful tools in managing and organizing your financial records
And much more!

Important Note:
The PDF documents used in developing your financial plan can be downloaded and saved to your computer to be filled out electronically or printed and manually entered.

Completed forms, along with requested items from the documentation checklist, can be sent to us via one of the following methods:

- Printed and mailed via USPS, FedEx or UPS

- Hand delivered to the office
- Uploaded to our secure ADVICEWORKS portal

If you have questions or need assistance:
Call us at 603-296-0063 and our client relations team can assist you.

Client Centered

SEC + FINRA Requirements:

ADV Supplement - Stacey Blodgett

ADV Supplement - Regina Kozsan

ADV Supplement - Cetera - Part 2A + Part 2B

ADV Supplement - Cetera Advisors - Part 2A

Uniform Application for Investment Adviser Registration [ADV]

Form ADV is officially called the Uniform Application for Investment Adviser Registration and Report by Exempt Reporting Adviser. Any investment advisor that manages more than $25 million must submit this registration document to the U.S. Securities and Exchange Commission and to state securities authorities.