Broker Check
Regina M. Kozsan, CFP®

Regina M. Kozsan, CFP®

Chief Investment Officer and Wealth Manager

Regina earned a Bachelor of Arts degree from Le Moyne College, Syracuse, NY and began her career
on Wall Street at E.F. Hutton and Company.  After taking a position at Barclays Bank of NY Regina
was promoted to Vice President and Trader for Barclays Bank, PLC and was responsible for managing Barclays US Funding Corp Commercial Paper Program and trading money market instruments.



- MERRIMACK COLLEGE, Certification, Advanced Study in Financial Planning, Merrimack, NH

- LE MOYNE COLLEGE, B.A., Syracuse, NY



- BARCLAYS BANK PLC, Vice President, Trader-Money Markets, New York, NY

- BARCLAYS BANK OF NEW YORK, Funds Management Coordinator, New York, NY

- E.F. HUTTON & COMPANY, Trading Assistant, Government Trading, New York, NY

- ADVERTISING AGE MAGAZINE, Promotions Coordinator, Public Relations, New York, NY


Professional Designations, Licenses and Registrations:


- General Securities Registered Representative (Series 7)

- Uniform Investment Advisor (Series 66)

- Licensed for Life Insurance, Long Term Care and Variable Products