Video Library

TECH TRAINING:

As part of our best practices, we continually provide information on how to utilize our easy-to-use digital tools and resources to gain 24-7 access to your investment portfolio.

Resources like ADVICEWORKS and NETXINVESTOR are secure, cloud-based digital portals that provide clients with access to monthly account statements and tax documents, account balances and trade confirmations, the ability to track market gains and losses, calculators to set goals and measure progress, as well as educational tools that assist in planning for education, retirement and other financial objectives.

Communication tools like MY REP CHAT enable secure communication via text messaging with your financial advisor.

We remain committed to leveraging industry standard related digital tools to ensure your experience with us is exceptional.

OUR VIDEOS PROVIDE:
- Overview of the different tech tools available
- Helpful information on getting started
- Tips and tricks on utilizing your resources
- Answers to frequently asked questions

REGULATION BEST INTEREST
[REG BI] VIDEO SERIES:

On June 15, 2019, the Securities and Exchange Commission ("Commission") adopted Regulation Best Interest, which establishes a new standard of conduct under the Securities Exchange Act of 1934 ("Exchange Act") for broker-dealers and natural persons who are associated persons of a broker-dealer ("associated persons") (unless otherwise indicated, together referred to as "broker-dealer" or "you") when making a recommendation of any securities transaction or investment strategy involving securities (including account recommendations) to a retail customer.

When making such a recommendation to a retail customer, we must act in the best interest of the retail customer at the time the recommendation is made, without placing our financial or other interest ahead of the retail customer's interest.

OUR VIDEOS PROVIDE:
Overview of REG BI and how we comply with the four specified component obligations:

- Disclosure Obligation
- Care Obligation
- Conflict of Interest Obligation
- Compliance Obligation

WEBINARS:

We routinely host online webinar events with our strategic partners in an effort to provide current top industry insight on a variety of investment strategies, including quarterly market updates, earnings and economic output, short-term and long-term outlooks as well as world events that can effect market trends.

Recent webinars have included a partnership with Fidelity Investments in the presentation of "Investment Themes: Portfolio Construction in Times of the Coronavirus" which outlined the history of pandemics and the quarterly market response during those times. Leading financial strategists provided insights and investment themes to consider during this unprecedented pandemic and the subsequent uncertain financial environment it has caused.

Be sure to check back to look for upcoming webinar events that will include topics like generational wealth, retirement planning, college planning and much more!

OUR VIDEOS PROVIDE:
- Collaboration with a variety of financial professionals
- Insights on current market-oriented topics and events
- An evolving resource to provide up-and-coming strategies to help you pursue your goals